Securities Docket Weekly Update - Feb 21
Join me as I break down the top securities enforcement and regulatory developments shaping the industry this week! Don’t forget to like, comment, and subscribe for weekly updates! 👊🏽🇺🇸
Key Topics Covered:
SEC Pauses Coinbase Litigation – Is a shift in crypto enforcement coming?
DOJ Turmoil in SDNY – A power struggle over prosecutorial independence.
FINRA Lawsuit – Due process violations in self-regulatory investigations?
Trump’s Executive Order – Expanding White House control over independent agencies.
Musk’s Pay Package Battle – Delaware bill could rewrite executive compensation rules.
Our firm delivers focused, strategic guidance and regulatory counseling in connection with the full spectrum of federal securities laws and regulations that impact financial industry participants and professionals.
Founding Attorney, K. Braeden Anderson, Sr., a distinguished alumnus of Kirkland & Ellis and Sidley Austin in New York City and Washington, D.C., is an impeccably trained attorney specializing in securities law, regulatory compliance, and enforcement.
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Anderson P.C. is a boutique law firm dedicated to defending clients in government investigations and securities enforcement actions initiated by the SEC, FINRA, DOJ, and other regulatory bodies. We provide focused, strategic counsel and regulatory guidance across the full spectrum of federal laws and regulations affecting broker-dealers, investment advisers, banks, asset managers, private funds, public companies, senior executives, and digital assets. Our deep expertise allows us to navigate complex legal challenges and deliver results-driven solutions tailored to our clients' unique needs.
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