Securities Docket Weekly Update - March 21
Join me as I break down the top securities enforcement and regulatory developments shaping the industry this week! Don’t forget to like, comment, and subscribe for weekly updates! 👊🏽🇺🇸
In this episode:
SEC Drops Ripple Case – Ripple beats the SEC after spending $150M in legal fees, but a $125M penalty over XRP sales still hangs in the balance.
Paul Weiss Dropped Over Trump Order – A major law firm loses a white-collar client due to political fallout. What does this signal for the legal industry?
Securities Enforcement Forum Heads to Los Angeles – Join over 40 SEC and DOJ officials on May 15, 2025, at the Waldorf Astoria Beverly Hills. Discount codes: – In-Person: BLAST310LA25 – Virtual: BLAST310V25
SEC Shake-Up Ahead of Trump’s Nominee – Even before Paul Atkins is confirmed, the SEC is undergoing significant staffing and policy changes.
AI Takes Over Earnings Calls – More than 240 companies mention AI in Q4 calls. Is it a real shift or investor hype?
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Founding Attorney, K. Braeden Anderson, Sr., a distinguished alumnus of Kirkland & Ellis and Sidley Austin in New York City and Washington, D.C., is an impeccably trained attorney specializing in securities law, regulatory compliance, and enforcement.
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Anderson P.C. is a boutique law firm dedicated to defending clients in government investigations and securities enforcement actions initiated by the SEC, FINRA, DOJ, and other regulatory bodies. We provide focused, strategic counsel and regulatory guidance across the full spectrum of federal laws and regulations affecting broker-dealers, investment advisers, banks, asset managers, private funds, public companies, senior executives, and digital assets. Our deep expertise allows us to navigate complex legal challenges and deliver results-driven solutions tailored to our clients' unique needs.
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