Securities Enforcement Forum D.C. 2024: Examining Enforcement in a Shifting Regulatory Landscape

The Securities Enforcement Forum in Washington, D.C. has become an annual fixture for professionals navigating securities enforcement. This year’s conference on November 6, at the Mayflower Hotel, promises to provide a nuanced examination of regulatory shifts and enforcement priorities in the wake of the U.S. election.

The opening panel, The Day After: The Impact of the Election on SEC Enforcement, holds particular relevance, given its timing the morning after the election. Featuring prominent voices such as Anita Bandy (Skadden), William McLucas (WilmerHale), Juan Migone (StoneTurn), Nader Salehi (Kirkland & Ellis), and William White (A&O Shearman), this discussion will offer insights into how recent political outcomes may influence the SEC’s enforcement strategies, particularly in areas like financial fraud, climate, and digital asset regulation.

This conference, organized by Securities Docket, has become a critical space for meaningful discourse on emerging enforcement issues and complex regulatory challenges. Attendees can expect a range of panels that will engage with high-stakes topics, including cryptocurrency, AI’s role in investigations, and cybersecurity. It's a setting for sophisticated analysis, networking, and earning CLE credits (6.8 hours, approved in Delaware and reciprocal states).

For those in the securities field, especially those involved with compliance, governance, or regulatory oversight, this Forum offers a rigorous environment for reflection on current and future challenges. Virtual attendance is available for those unable to attend in person, and details on registration and accommodations can be found through Securities Docket. I look forward to participating in these discussions alongside a distinguished roster of colleagues and industry leaders.

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Anderson P.C. is a boutique law firm dedicated to defending clients in government investigations and securities enforcement actions initiated by the SEC, FINRA, DOJ, and other regulatory bodies. We provide focused, strategic counsel and regulatory guidance across the full spectrum of federal laws and regulations affecting broker-dealers, investment advisers, banks, asset managers, private funds, public companies, senior executives, and digital assets. Our deep expertise allows us to navigate complex legal challenges and deliver results-driven solutions tailored to our clients' unique needs.

If you have any questions or need legal assistance related to government investigations, securities enforcement actions, or regulatory compliance, please don't hesitate to contact us. Our team at Anderson P.C. is here to provide the expert guidance and support you need to navigate these complex challenges.