Insights & Regulatory Updates

Key Takeaways from SEC Report on Cyber-Related Frauds and Internal Accounting Controls
SEC Regulatory Update K. Braeden Anderson SEC Regulatory Update K. Braeden Anderson

Key Takeaways from SEC Report on Cyber-Related Frauds and Internal Accounting Controls

In today's rapidly evolving digital landscape, the threat of cyber-related fraud has become an ever-present concern for public companies. The SEC's 2018 report sheds light on this issue, focusing on the risks posed by cyber-related frauds that exploit vulnerabilities in internal controls. The report serves as both a cautionary tale and a guide for companies looking to strengthen their defenses against these sophisticated attacks.

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Cybersecurity Alert: FINRA Update on CrowdStrike IT Service Disruption
FINRA Regulatory Update K. Braeden Anderson FINRA Regulatory Update K. Braeden Anderson

Cybersecurity Alert: FINRA Update on CrowdStrike IT Service Disruption

FINRA has issued a cybersecurity alert concerning a recent CrowdStrike service outage that has impacted Microsoft operating systems. This disruption, which began on July 19, 2024, is linked to a software update affecting CrowdStrike’s Falcon software. The Cyber and Analytics Unit (CAU) within FINRA’s Member Supervision program is actively monitoring the situation.

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