SEC Extends Compliance Date for Daily Reserve Computation Requirements Under Rule 15c3-3
Anderson Insights K. Braeden Anderson Anderson Insights K. Braeden Anderson

SEC Extends Compliance Date for Daily Reserve Computation Requirements Under Rule 15c3-3

On June 25, 2025, the Securities and Exchange Commission announced an extension of the compliance deadline for broker-dealers subject to its December 2024 amendments to Rule 15c3-3—the Customer Protection Rule. The amendments require certain broker-dealers to compute reserve requirements daily rather than weekly. The new compliance deadline has been extended from December 31, 2025, to June 30, 2026, providing firms with six additional months to complete the transition.

Read More