Insights & Regulatory Updates

Anderson’s Guide to Effective Independent Internal Investigations
Anderson Insights K. Braeden Anderson Anderson Insights K. Braeden Anderson

Anderson’s Guide to Effective Independent Internal Investigations

Organizations face heightened scrutiny as financial misconduct, fraud, and ethical breaches become increasingly complex. A well-executed internal investigation is more than just a response to misconduct—it’s an opportunity to demonstrate accountability, strengthen compliance frameworks, and protect your organization’s reputation.

At Anderson P.C., we approach internal investigations with precision, independence, and the strategic foresight our clients demand. Whether you are addressing allegations of misconduct or reinforcing your compliance program, our tailored methodologies ensure thorough, defensible, and results-oriented outcomes.

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FINRA Dialing Back DEI and Racial Justice Initiatives Amid Conservative Pressure: A Call for Authentic, Impactful Change
Anderson Insights K. Braeden Anderson Anderson Insights K. Braeden Anderson

FINRA Dialing Back DEI and Racial Justice Initiatives Amid Conservative Pressure: A Call for Authentic, Impactful Change

The Financial Industry Regulatory Authority (FINRA) has made significant changes to its online content, quietly removing pages that promoted its diversity, equity, inclusion (DEI), and racial justice efforts. These revisions follow an increasing conservative backlash against DEI initiatives across multiple sectors.

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